ATB_FRAE_2015

70 A&T BANK ANNUAL REPORT 2015

CONVENIENCE TRANSLATION OF PUBLICLY ANNOUNCED UNCONSOLIDATED FINANCIAL STATEMENTS ORIGINALLY ISSUED IN TURKISH, SEE NOTE I OF SECTION THREE

ARAP TÜRK BANKASI ANONİM ŞİRKETİ

STATEMENT OF UNCONSOLIDATED OFF BALANCE SHEET ITEMS

AS OF 31 DECEMBER 2015

(THOUSANDS OF TURKISH LIRA)

AUDITED

Footnotes

CURRENT PERIOD

(31/12/2015)

PRIOR PERIOD

(31/12/2014)

(5-III)

Total

A. OFF BALANCE SHEET COMMITMENTS (I+II+III)

246.402

2.255.621

2.502.023

256.681

2.224.182

2.480.863

GUARANTEES AND WARRANTIES

(1),(2),(3),(4)

195.367

2.167.043

2.362.410

176.352

2.078.011

2.254.363

1.1.

Letters of guarantee

193.117

1.681.746

1.874.863

176.190

1.519.476

1.695.666

1.1.1.

Guarantees subject to State Tender Law

4.559

166

4.725

4.500

132

4.632

1.1.2.

Guarantees given for foreign trade operations

49.905

1.471.161

1.521.066

22.507

1.326.216

1.348.723

1.1.3.

Other letters of guarantee

138.653

210.419

349.072

149.183

193.128

342.311

1,2 Bank acceptances

1.460

1.2.1.

Import letter of acceptance

1.2.2.

Other bank acceptances

1.460

1.3.

Letters of credit

283.579

404.791

1.3.1.

Documentary letters of credit

1.3.2.

Other letters of credit

283.579

404.791

1.4.

Prefinancing given as guarantee

1.5.

Endorsements

1.5.1.

Endorsements to the Central Bank of Turkey

1.5.2.

Other endorsements

1.6.

Securities issue purchase guarantees

1.7.

Factoring guarantees

1.8.

Other guarantees

2.250

201.718

203.968

162

152.284

152.446

1.9.

Other warrantees

II.

COMMITMENTS

(1)

6.394

44.964

51.358

6.897

72.521

79.418

2.1.

Irrevocable commitments

6.394

44.964

51.358

6.897

72.521

79.418

2.1.1.

Asset purchase and sales commitments

233

5.273

5.506

2.1.2.

Deposit purchase and sales commitments

44.964

67.248

2.1.3.

Share capital commitment to associates and subsidiaries

2.1.4.

Loan granting commitments

3.265

3.589

2.1.5.

Securities issue brokerage commitments

2.1.6.

Commitments for reserve deposit requirements

2.1.7.

Payment commitments for checks

3.129

3.075

2.1.8.

Tax and fund liabilities from export commitments

2.1.9.

Commitments for credit card expenditure limits

2.1.10. Commitments for credit cards and banking services promotions

2.1.11. Receivables from short sale commitments

2.1.12. Payables for short sale commitments

2.1.13. Other irrevocable commitments

2.2.

Revocable commitments

2.2.1.

Revocable loan granting commitments

2.2.2.

Other revocable commitments

III.

DERIVATIVE FINANCIAL INSTRUMENTS

(5)

44.641

43.614

88.255

73.432

73.650

147.082

3.1 Derivative financial instruments held for hedging

3.1.1 Fair value hedges

3.1.2 Cash flow hedges

3.1.3 Hedges for investments made in foreign countries

3.2 Trading transactions

44.641

43.614

88.255

73.432

73.650

147.082

3.2.1 Forward foreign currency buy/sell transactions

3.2.1.1 Forward foreign currency transactions-buy

3.2.1.2 Forward foreign currency transactions-sell

3.2.2 Swap transactions related to foreign currency and interest rates

44.641

43.614

88.255

73.432

73.650

147.082

3.2.2.1 Foreign currency swap-buy

43.614

73.650

3.2.2.2 Foreign currency swap-sell

44.641

73.432

3.2.2.3 Interest rate swaps-buy

3.2.2.4 Interest rate swaps-sell

3.2.3 Foreign currency, interest rate and security options

3.2.3.1 Foreign currency options-buy

3.2.3.2 Foreign currency options-sell

3.2.3.3 Interest rate options-buy

3.2.3.4 Interest rate options-sell

3.2.3.5 Securities options-buy

3.2.3.6 Securities options-sell

3.2.4 Foreign currency futures

3.2.4.1 Foreign currency futures-buy

3.2.4.2 Foreign currency futures-sell

3.2.5 Interest rate futures

3.2.5.1 Interest rate futures-buy

3.2.5.2 Interest rate futures-sell

3.2.6 Other

CUSTODY AND PLEDGED SECURITIES (IV+V+VI)

334.629

313.773

648.402

329.363

306.143

635.506

IV.

ITEMS HELD IN CUSTODY

235.769

8.639

244.408

237.969

22.170

260.139

4.1.

Assets under management

4.2.

Investment securities held in custody

4.3.

Checks received for collection

234.582

7.050

241.632

236.534

18.793

255.327

4.4.

Commercial notes received for collection

437

1.589

2.026

685

1.410

2.095

4.5.

Other assets received for collection

4.6.

Assets received for public offering

4.7.

Other items under custody

750

1.967

2.717

4.8.

Custodians

PLEDGED ITEMS

98.860

305.134

403.994

91.394

283.973

375.367

5.1.

Marketable securities

5.2.

Guarantee notes

86.735

124.787

211.522

69.779

140.141

209.920

5.3.

Commodity

5.4.

Warranty

5.5.

Immovables

12.097

176.957

189.054

21.587

141.128

162.715

5.6.

Other pledged items

3.390

3.418

2.704

2.732

5.7.

Pledged items-depository

VI.

ACCEPTED INDEPENDENT GUARANTEES AND WARRANTEES

TOTAL OFF BALANCE SHEET COMMITMENTS (A+B)

581.031

2.569.394

3.150.425

586.044

2.530.325

3.116.369

The accompanying notes are an integral part of these unconsolidated financial statements.